South Africa


Reference # FSCA : 647
Published 14/01/2019
Contract Type Permanent
Salary Market Related
Location Gauteng, South Africa
To render appropriate supervision of the managers of Investment Provider and monitors these companies’ compliance with the provisions of the Collective Investments Schemes Control Act, 2002 and related legislation within the framework of the objectives of the department. The person to be appointed to this position will report to the Manager: Investment Providers.
Job Functions Investments
Industries Regulatory
Monitor compliance with legislation to ensure sound and efficient collective investment schemes and the protection of investors;
Analyse financial statements and compliance reports of the collective investment schemes managers and the portfolios;
Monitor and report on the continued compliance by all registered collective investment schemes managers, identify problems and possible solutions;
Conduct on-site visits in terms of the risk-based supervision approach and report on the outcomes of such visits;
Liaise with the collective investment schemes industry stakeholders;
Maintain a comprehensive database of information of the collective investment schemes and portfolios;
Compile reports to users; and
Perform administrative or other activities relating to the supervision of the collective investment schemes industry.

Other Key Competencies:
The candidate must demonstrate the following skills and attributes: Problem solving skills, judgement skills, oral and written communication skills, decision making skills; good interpersonal skills and ability to work in a team, ability to talk to difficult clients and resolve queries; good mentoring abilities, communication and interpersonal skills; emotional intelligence, good customer relations and project management skills. Knowledge of workflow systems will be a strong recommendation. Good computer skills (MS Office).

A B Com or B Tech degree with at least 3 to 5 years’ relevant experience. The candidate must demonstrate good knowledge and/or experience of the functioning of the Collective Investment Scheme industry. An understanding of the regulatory framework combined with practical experience within the Financial Services industry is a prerequisite
Job Closing Date 18/01/2019
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