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South Africa

Specialist: Compliance

Company Assupol Life
Reference # SC
Published 06/02/2020
Contract Type Permanent
Salary Market Related
Location Bloemfontein, Free State, South Africa
Introduction
Purpose:
To assure compliance with regulatory requirements, to manage risk associated with non-compliance
Job Functions Administration
Industries Insurance
Specification
Duties & Responsibilities:
1.Contribute to the efficient and effective functioning of Compliance Function
•Assist manager to ensure that compliance function are in compliance with law and industry and regulatory body requirements
•Promote prevention of legal and regulatory risk in the company (TCF)
•Maintain efficient and effective operations in Compliance
•Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
•Oversee the debarment processes are being adhered to within the Group
2.Attend to regulatory and client complaints (TCF)
•Assist with investigation of regulatory and clients complaints (Ombudsman cases)
3.Responsible for Compliance Monitoring and Reporting
•Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group
•Complete monitoring reports for Compliance Manager
•Provide overall compliance assistance, guidance and advice to Assupol Group of Companies
•Contribute to the development of compliance risk management plans
•Contribute to the completion of compliance reporting (internal and regulatory)
4.Provide Training and Awareness on Compliance Matters
•Create awareness in Assupol Group of Companies with law requirements (TCF)
•Inform employees about relevant compliance matters
•Develop, educate and enabling healthy and business orientated compliance culture
Requirements
1. Formal Education
•Legal Degree/Relevant
•LLB Degree
•Admitted Attorney (Advantage)
2. Technical/Legal Certification
•Compliance Certificate (Advantage)
3. Experience
•2-3 years experience in Risk Management and Compliance
•2-3 years Insurance Industry experience
4. Knowledge
•Legislation
•Industry Requirements
5. Skills
•Interpersonal
•Communication
•People
•Business English
•Draft
6. Attributes
•Attention to detail
•Confidence & Assertiveness
Job Closing Date 21/02/2020
   
   
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Last Updated: 30-7-2020 [20.07.03.04]
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